Apogem Capital LLC

Registered investment adviser · New York, NY · CRD #309234

Form ADV data as of 2026-09-01

Regulatory assets

$43.82 billion

Total accounts

144

Employees

259

Disclosure events

Firm details

Website: https://www.mcfllc.com/
Telephone: (212) 601-3600
SEC file number: 801-118844
Most recent Form ADV filing: 2026-07-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 7 disclosure questions answered Yes, covering 17 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A court found involvement in a violation of investment-related statutes or regulations

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$41.36 billion
Non-discretionary regulatory assets under management	$2.46 billion
Total regulatory assets under management	$43.82 billion
Discretionary accounts	127
Non-discretionary accounts	17
Total accounts	144
Regulatory assets under management attributable to non-U.S. persons	$4.95 billion

People

Total employees (excluding clerical)	259
Employees performing investment advisory functions (including research)	127
Employees who are registered representatives of a broker-dealer	53
Employees registered as investment adviser representatives with a state	2
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	6

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$9.10 billion
Clients for whom the firm has custody	4
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$14.98 billion
Clients for whom a related person has custody	102
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	15

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Other

Other business activities

Registered representative of a broker-dealerCommodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorTrust companyInsurance company or agencyPension consultantSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
High net worth individuals	1	$13.4 million
Investment companies	1	$0
Pooled investment vehicles (other than investment companies and BDCs)	137	$23.50 billion
Charitable organizations	1	$174.9 million
Insurance companies	3	$8.18 billion
Corporations or other businesses not listed above	1	$11.95 billion