Clarion Partners
Registered investment adviser · New York, NY · CRD #108803
Form ADV data as of 2026-09-01Regulatory assets
$73.68 billion
Total accounts
45
Employees
321
Disclosure events
4
Firm details
- Website: http://www.clarionpartners.com
- Telephone: 212-883-2500
- SEC file number: 801-16611
- Most recent Form ADV filing: 2026-02-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $67.44 billion |
| Non-discretionary regulatory assets under management | $6.23 billion |
| Total regulatory assets under management | $73.68 billion |
| Discretionary accounts | 36 |
| Non-discretionary accounts | 9 |
| Total accounts | 45 |
| Regulatory assets under management attributable to non-U.S. persons | $4.16 billion |
People
| Total employees (excluding clerical) | 321 |
| Employees performing investment advisory functions (including research) | 180 |
| Employees who are registered representatives of a broker-dealer | 19 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 6 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $441.7 million |
| Clients for whom the firm has custody | 11 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $63.31 billion |
| Clients for whom a related person has custody | 34 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 25 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | Not reported | $2,735 |
| Investment companies | 1 | $1.05 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 27 | $62.08 billion |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $1.37 billion |
| Charitable organizations | Not reported | $44.8 million |
| State or municipal government entities (including government pension plans) | 8 | $8.15 billion |
| Insurance companies | Not reported | $761.2 million |
| Sovereign wealth funds and foreign official institutions | Not reported | $221.3 million |