Compass Ion Advisors, LLC

Registered investment adviser · Conshohocken, PA · CRD #166418

Form ADV data as of 2026-09-01

Regulatory assets

$1.59 billion

Total accounts

3,745

Employees

Disclosure events

Firm details

Website: http://www.ionadv.com
Telephone: (610) 228-2200
SEC file number: 801-78503
Most recent Form ADV filing: 2026-08-18
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.45 billion
Non-discretionary regulatory assets under management	$134.4 million
Total regulatory assets under management	$1.59 billion
Discretionary accounts	3,718
Non-discretionary accounts	27
Total accounts	3,745
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	24
Employees performing investment advisory functions (including research)	15
Employees who are registered representatives of a broker-dealer	7
Employees registered as investment adviser representatives with a state	16
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	8
Firms or persons who solicit advisory clients on the firm's behalf	10

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$36.0 million
Clients for whom the firm has custody	12
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$650,447
Clients for whom a related person has custody	4
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	17

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)

Other business activities

Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Accountant or accounting firm

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	844	$310.3 million
High net worth individuals	333	$1.14 billion
Pension and profit sharing plans (not the participants or government plans)	27	$134.4 million