Diversified Resources, LLC
Registered investment adviser · Warwick, RI · CRD #31346
Form ADV data as of 2026-09-01Regulatory assets
$268.8 million
Total accounts
1,240
Employees
6
Disclosure events
1
Firm details
- Website: https://divres.com/
- Telephone: (401) 941-1500
- SEC file number: 801-108432
- Most recent Form ADV filing: 2026-03-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $268.8 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $268.8 million |
| Discretionary accounts | 1,240 |
| Non-discretionary accounts | 0 |
| Total accounts | 1,240 |
| Regulatory assets under management attributable to non-U.S. persons | $1.2 million |
People
| Total employees (excluding clerical) | 6 |
| Employees performing investment advisory functions (including research) | 1 |
| Employees who are registered representatives of a broker-dealer | 1 |
| Employees registered as investment adviser representatives with a state | 1 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 1 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 511 | $106.0 million |
| High net worth individuals | 129 | $157.0 million |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $4.4 million |
| Charitable organizations | Not reported | $1.2 million |
| Corporations or other businesses not listed above | Not reported | $263,798 |