Ice Data Pricing & Reference Data, LLC
Registered investment adviser · New York, NY · CRD #110037
Form ADV data as of 2026-09-01Regulatory assets
$0
Total accounts
0
Employees
306
Disclosure events
3
Firm details
- Website: https://twitter.com/ice_markets
- Telephone: 212-656-3000
- SEC file number: 801-55222
- Most recent Form ADV filing: 2026-05-18
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Assets and accounts
| Provides continuous and regular supervisory or management services | No |
| Discretionary regulatory assets under management | $0 |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $0 |
| Discretionary accounts | 0 |
| Non-discretionary accounts | 0 |
| Total accounts | 0 |
People
| Total employees (excluding clerical) | 306 |
| Employees performing investment advisory functions (including research) | 215 |
| Employees who are registered representatives of a broker-dealer | 11 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 283 | $0 |
| Investment companies | 12 | $0 |
| Pooled investment vehicles (other than investment companies and BDCs) | 4 | $0 |
| Charitable organizations | 10 | $0 |
| State or municipal government entities (including government pension plans) | 59 | $0 |
| Other investment advisers | 810 | $0 |
| Insurance companies | 107 | $0 |
| Sovereign wealth funds and foreign official institutions | 5 | $0 |
| Corporations or other businesses not listed above | 698 | $0 |
| Other | 4 | $0 |