Legacy Wealth Management, LLC

Registered investment adviser · Boise, ID · CRD #174767

Form ADV data as of 2026-09-01

Regulatory assets

$629.0 million

Total accounts

3,269

Employees

Disclosure events

Firm details

Website: https://www.facebook.com/legacywealthmanagementllc/
Telephone: 208-955-0500
SEC file number: 801-113480
Most recent Form ADV filing: 2026-05-13
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator denied, suspended, or revoked a registration or restricted activity

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$629.0 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$629.0 million
Discretionary accounts	3,269
Non-discretionary accounts	0
Total accounts	3,269
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	39
Employees performing investment advisory functions (including research)	39
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	39
Employees registered as IARs for another investment adviser	1
Employees who are licensed insurance agents	19
Firms or persons who solicit advisory clients on the firm's behalf	8

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$563,004
Clients for whom the firm has custody	2
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$563,004
Clients for whom a related person has custody	2
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based feesOther

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Other

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firmInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	3,135	$237.9 million
High net worth individuals	134	$372.4 million
Pension and profit sharing plans (not the participants or government plans)	147	$18.7 million