Pinebridge Investments LLC
Registered investment adviser · New York, NY · CRD #285211
Form ADV data as of 2026-09-01Regulatory assets
$76.73 billion
Total accounts
354
Employees
239
Disclosure events
6
Firm details
- Website: https://www.linkedin.com/company/pinebridge-investments/
- Telephone: (646) 857-8000
- SEC file number: 801-108522
- Most recent Form ADV filing: 2026-05-11
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 6 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $65.76 billion |
| Non-discretionary regulatory assets under management | $10.97 billion |
| Total regulatory assets under management | $76.73 billion |
| Discretionary accounts | 292 |
| Non-discretionary accounts | 62 |
| Total accounts | 354 |
| Regulatory assets under management attributable to non-U.S. persons | $57.79 billion |
People
| Total employees (excluding clerical) | 239 |
| Employees performing investment advisory functions (including research) | 122 |
| Employees who are registered representatives of a broker-dealer | 27 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $302.7 million |
| Clients for whom the firm has custody | 3 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $7.54 billion |
| Clients for whom a related person has custody | 26 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 9 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | Not reported | $800.9 million |
| Investment companies | 1 | $129.1 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 134 | $22.38 billion |
| Pension and profit sharing plans (not the participants or government plans) | 23 | $5.15 billion |
| Charitable organizations | Not reported | $103.3 million |
| State or municipal government entities (including government pension plans) | 23 | $8.85 billion |
| Other investment advisers | 19 | $13.47 billion |
| Insurance companies | 129 | $23.29 billion |
| Sovereign wealth funds and foreign official institutions | Not reported | $2.31 billion |
| Corporations or other businesses not listed above | Not reported | $73.0 million |
| Other | Not reported | $175.6 million |