Pvg Asset Management Corp
Registered investment adviser · Centennial, CO · CRD #105541
Form ADV data as of 2026-09-01Regulatory assets
$624.9 million
Total accounts
746
Employees
9
Disclosure events
2
Firm details
- Website: https://facebook.com\pvgasset
- Telephone: 303-526-0548
- SEC file number: 801-30581
- Most recent Form ADV filing: 2026-08-04
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $512.7 million |
| Non-discretionary regulatory assets under management | $112.2 million |
| Total regulatory assets under management | $624.9 million |
| Discretionary accounts | 745 |
| Non-discretionary accounts | 1 |
| Total accounts | 746 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 9 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 1 |
| Employees registered as investment adviser representatives with a state | 6 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 3 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 0 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 177 | $55.5 million |
| High net worth individuals | 45 | $128.8 million |
| Pension and profit sharing plans (not the participants or government plans) | 4 | $2.9 million |
| Charitable organizations | 2 | $8.6 million |
| State or municipal government entities (including government pension plans) | 1 | $514,193 |
| Other investment advisers | 6 | $428.0 million |
| Corporations or other businesses not listed above | 5 | $569,501 |