Sculptor Capital LP
Registered investment adviser · New York, NY · CRD #107913
Form ADV data as of 2026-09-01Regulatory assets
$52.68 billion
Total accounts
100
Employees
343
Disclosure events
9
Firm details
- Website: https://www.facebook.com/sculptorcm/
- Telephone: 212-790-0000
- SEC file number: 801-56729
- Most recent Form ADV filing: 2026-08-10
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 8 disclosure questions answered Yes, covering 9 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to a felony (past 10 years)
- Charged with a felony (past 10 years)
- SEC or CFTC found a false statement or omission
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $52.68 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $52.68 billion |
| Discretionary accounts | 100 |
| Non-discretionary accounts | 0 |
| Total accounts | 100 |
| Regulatory assets under management attributable to non-U.S. persons | $36.72 billion |
People
| Total employees (excluding clerical) | 343 |
| Employees performing investment advisory functions (including research) | 116 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $21.53 billion |
| Clients for whom the firm has custody | 13 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $31.19 billion |
| Clients for whom a related person has custody | 85 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 13 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pooled investment vehicles (other than investment companies and BDCs) | 98 | $52.45 billion |
| Insurance companies | Not reported | $230.0 million |