Stonex Advisors Inc.

Registered investment adviser · Birmingham, AL · CRD #174182

Form ADV data as of 2026-09-01

Regulatory assets

$5.09 billion

Total accounts

15,487

Employees

220

Disclosure events

Firm details

Website: http://www.linkedin.com/showcase/90402889/admin/dashboard/
Telephone: 800-292-2411
SEC file number: 801-80747
Most recent Form ADV filing: 2026-06-17
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$3.81 billion
Non-discretionary regulatory assets under management	$1.29 billion
Total regulatory assets under management	$5.09 billion
Discretionary accounts	11,545
Non-discretionary accounts	3,942
Total accounts	15,487
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	220
Employees performing investment advisory functions (including research)	220
Employees who are registered representatives of a broker-dealer	220
Employees registered as investment adviser representatives with a state	215
Employees registered as IARs for another investment adviser	1
Employees who are licensed insurance agents	181
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$3.44 billion
Clients for whom a related person has custody	6,451
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	10

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsOther

Other business activities

Insurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorFutures commission merchantInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	8,721	$2.28 billion
High net worth individuals	1,020	$2.60 billion
Charitable organizations	3	$3.7 million
State or municipal government entities (including government pension plans)	3	$85.8 million
Corporations or other businesses not listed above	96	$122.4 million