Vcp Financial LLC

Registered investment adviser · Staten Island, NY · CRD #167901

Form ADV data as of 2026-09-01

Regulatory assets

$142.6 million

Total accounts

411

Employees

Disclosure events

Firm details

Website: http://www.vcpfinancial.com/
Telephone: 212.328.7876
SEC file number: 801-112255
Most recent Form ADV filing: 2026-02-12
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC found the firm caused a business to lose or have its authorization restricted
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$73.1 million
Non-discretionary regulatory assets under management	$69.5 million
Total regulatory assets under management	$142.6 million
Discretionary accounts	83
Non-discretionary accounts	328
Total accounts	411
Regulatory assets under management attributable to non-U.S. persons	$826,526

People

Total employees (excluding clerical)	5
Employees performing investment advisory functions (including research)	4
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	4
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	3
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly charges

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Other

Affiliated related persons

Other investment adviser (including financial planners)Insurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	133	$14.4 million
High net worth individuals	252	$97.2 million
Pension and profit sharing plans (not the participants or government plans)	11	$5.8 million
Corporations or other businesses not listed above	15	$25.2 million