Wellspring Wealth Management LLC

Registered investment adviser · Alpharetta, GA · CRD #134834

Form ADV data as of 2026-09-01

Regulatory assets

$584.8 million

Total accounts

644

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/wellspring-wealth/mycompany/
Telephone: 770-410-4088
SEC file number: 801-64350
Most recent Form ADV filing: 2026-03-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$584.8 million
Non-discretionary regulatory assets under management	$3
Total regulatory assets under management	$584.8 million
Discretionary accounts	643
Non-discretionary accounts	1
Total accounts	644
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	8
Employees performing investment advisory functions (including research)	5
Employees who are registered representatives of a broker-dealer	6
Employees registered as investment adviser representatives with a state	6
Employees registered as IARs for another investment adviser	6
Employees who are licensed insurance agents	4
Firms or persons who solicit advisory clients on the firm's behalf	5

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$1.6 million
Clients for whom the firm has custody	3
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Other business activities

Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Other investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	110	$33.4 million
High net worth individuals	132	$511.6 million
Pension and profit sharing plans (not the participants or government plans)	0	$4.5 million
Charitable organizations	7	$14.2 million
Corporations or other businesses not listed above	13	$21.1 million