Adviser Record

Investment advisers in KY

85 SEC-registered firms · $80.51 billion in regulatory assets · 14 reporting a disciplinary disclosure.

Form ADV data as of 2026-09-01

Cities

All firms

FirmCityAssetsDisclosures
Abri LLCLexington$114.4 million0
Access Real Estate, LLCLouisville$63.4 million0
Access Wealth Management, LLCLouisville$357.7 million0
Advantage Investment ManagementLouisville$215.4 million0
Alexander Investment Services Co.Louisville$496.3 million1
Alpha Financial Partners LLCLexington$459.9 million0
Altus Wealth Management, LLCFt. Mitchell$405.2 million0
Aristides Capital LLCLouisville$541.4 million3
Asio Capital LLCLexington$805.1 million0
Atlas BrownLouisville$605.2 million0
Ballast, Inc.Lexington$751.5 million0
Barlow Wealth Partners, LLCLouisville$1.35 billion0
Blvd Private Wealth, LLCProspect$220.4 million0
CastellanLouisville$882.2 million0
Centerline Wealth Advisors, LLCLouisville$326.0 million0
Churchill Financial Advisors, LLCLouisville$522.9 million0
Connetic VenturesCovington$41.3 million0
Cullinan Associates, Inc.Louisville$1.48 billion0
Demeter Tactical Investments Corp.Prospect$265.3 million0
Dmlo Wealth Planning, LLCLouisville$30.4 million0
Dupree & Company, Inc.Lexington$888.2 million0
Dupree Financial Group, LLCLexington$404.4 million2
Dynamic Market Advantage, LLCLouisville$361.9 million0
E. S. Barr & CompanyLexington$2.22 billion0
Equity Advisors of Kentucky IncLexington$141.6 million2
Family Wealth Planning PartnersLouisville$317.4 million0
First Kentucky Securities CorpLouisville$566.0 million7
Fwg Investments, LLCLexington$349.0 million4
Graeter Wealth Advisors, LLCLouisville$104.9 million0
Guidance Capital, Inc.Louisville$449.8 million0
Hafele InvestmentsLouisville$57.7 million0
Harvey Investment Company, LLCLouisville$1.03 billion7
Invest Inc.Lexington$158.7 million0
Investments & Financial Planning, LLCLexington$318.7 million0
Itrust Asset Management, LLCLexington$211.9 million0
J. Hagan Capital, Inc.Louisville$341.8 million1
Jennings & Associates Financial Advisors, LLCPaducah$240.1 million0
Journey Advisory Group, LLCCovington$1.65 billion0
Keystone Financial Group, LLCLexington$2.34 billion0
Kpp Advisory Services LLCLouisville$1.24 billion0
Lanier Asset Management, LLCLouisville$141.7 million0
Legacy Financial Advisors, Inc.Covington$1.52 billion0
Legacy Financial Independent Advisors LLCLouisville$484.0 million0
Lfg Wealth Partners, LLCElizabethtown$190.7 million0
Lockshield Partners, Inc.Glasgow$290.6 million0
Magnate Advisory Services, LLCLouisville$314.1 million2
Mcf Advisors, LLCLexington$4.68 billion0
Mercurio Wealth AdvisorsLouisville$141.1 million0
Meridian Wealth Management, LLCLexington$4.98 billion2
Middleground CapitalLexington$3.89 billion0
Moneywatch Advisors, Inc.Lexington$329.7 million0
Owen Larue Financial GroupElizabethtown$458.9 million0
Paragon Private Wealth Management LLCLexington$457.9 million0
Parthenon LLCLouisville$1.22 billion1
Pillar Financial Advisors, LLCLouisville$357.9 million0
Pnc Real EstateLouisville$3.55 billion6
Principled Wealth Advisors, LLCCovington$252.1 million0
Private Client Services, LLCLouisville$1.38 billion2
Q2 Wealth ManagementLexington$123.5 million0
Ramsey Quantitative Systems, Inc.Louisville$691.4 million0
Reliant Wealth Planning, LLCLouisville$595.2 million0
Renaissance Investment ManagementCovington$2.91 billion0
Research & Portfolio ManagementCrescent Springs$160.8 million0
Retirement Planning Solutions, LLCLouisville$467.0 million0
Ricketts Financial, LLCLouisville$314.0 million0
River Road Asset Management, LLCLouisville$9.85 billion0
Riverstone Asset Management, LLCLouisville$103.0 million0
Russell Capital Management, LLCLexington$275.0 million0
Saling Wealth AdvisorsLouisville$617.7 million0
Spectrum Financial Alliance, Ltd., L.L.C.Nicholasville$813.0 million0
Stegner Investment Associates IncLouisville$2.77 billion0
Strategic Wealth Investment Group, LLCLouisville$1.38 billion0
The Gleason Group, Inc.Prospect$1.61 billion0
The Prosperity PeopleBellevue$147.0 million1
Todd Asset Management LLCLouisville$6.18 billion0
Tony Walker FinancialBowling Green$373.7 million0
Townsend Financial PlanningMt. Sterling$148.3 million0
Van Leeuwen Retirement & Investment ServicesRichmond$559.4 million0
Vf Advisors, LLCLouisville$150.0 million0
Wallace Hart Capital ManagementLexington$264.0 million0
Waycross Gp, LLCLouisville$156.1 million0
Waycross Partners, LLCLouisville$1.18 billion0
Wealth Management of the Bluegrass, LLC.Lexington$186.7 million0
Wealthmd CorporationLouisville$250.5 million0
Winebrenner Capital Management LLCLouisville$260.5 million0