Adviser Record

Investment advisers in IA

90 SEC-registered firms · $988.28 billion in regulatory assets · 17 reporting a disciplinary disclosure.

Form ADV data as of 2026-09-01

Cities

All firms

FirmCityAssetsDisclosures
Acadia Legacy GroupClive$133.2 million0
Accel Wealth ManagementWaverly$1.15 billion2
Aegis Wealth Management, Inc.Guthrie Center$216.5 million0
Aegon Asset Management USCedar Rapids$88.80 billion4
Aegon Real Assets USCedar Rapids$394.5 million0
Alphabit Investments, LLCForest City$7.7 million0
Altitude Capital Management LLCDes Moines$103.6 million0
Ao Wealth AdvisoryUrbandale$213.2 million0
Aot Invest LLCDavenport$102.6 million0
Arnold and Mote Wealth ManagementHiawatha$168.2 million0
Ausdal Financial Partners, Inc.Davenport$3.73 billion5
Avantax Planning Partners, Inc.Dubuque$7.57 billion1
Ballast Capital Advisors, LLCWest Des Moines$328.7 million0
Basepoint Wealth, LLCCedar Rapids$883.8 million0
Beacon Capital, LLCCedar Rapids$278.3 million7
Berthel Fisher & Company Financial Services, Inc.Cedar Rapids$906.4 million8
Bfc Planning, Inc.Cedar Rapids$3.84 billion1
Boyle CapitalWest Des Moines$342.0 million0
Bradford Financial CenterClarion$229.7 million0
Bridgeway Wealth Management, LLCCedar Rapids$164.6 million0
Bsc Capital Partners, LLCWest Des Moines$125.8 million0
Btc Capital ManagementDes Moines$4.60 billion0
Cambridge Investment Research Advisors, Inc.Fairfield$138.69 billion15
Cedar Point Capital Partners, LLCCedar Rapids$248.1 million0
Cedar Valley Wealth AdvisorsCedar Falls$172.5 million0
Clarity Asset Management, Inc.Ames$257.4 million0
Compass Financial ServicesWest Des Moines$407.4 million0
Des Moines Investments, LLCDes Moines$246.0 million2
Dmkc Advisory Services, LLCDes Moines$902.5 million0
Dynamic Financial GroupCedar Falls$539.6 million0
Fbl Wealth Management, LLCWest Des Moines$9.2 million0
Five Talents Financial Management Group LLCWest Des Moines$256.0 million0
Forrest Financial ServicesWindsor Heights$154.0 million0
Foster Group, Inc.West Des Moines$4.78 billion0
Friday FinancialDubuque$409.3 million0
Fsb Premier Wealth Management, Inc.Waterloo$431.7 million0
Gilbert & Cook, Inc.West Des Moines$1.70 billion0
Independent Wealth Network, Inc.Urbandale$518.4 million0
Integrity Alliance, LLCUrbandale$5.41 billion9
Investment Consulting Group IncDavenport$2.84 billion0
Iowa Wealth Management, LLCWest Des Moines$123.9 million0
Kane Company Wealth Management, Inc.Johnston$284.7 million0
Keystone Wealth ManagementWaterloo$137.4 million0
Lane Family Wealth ManagementNorth Liberty$142.7 million0
Legacy Bridge Private Family OfficesWest Des Moines$425.8 million0
Legacy Financial GroupDes Moines$1.01 billion0
Lsb Wealth ManagementAnkeny$228.8 million0
Matheson & Rock Wealth Management, LLCDavenport$530.0 million0
Merkle Retirement PlanningGrimes$568.8 million0
Midwest Heritage Financial AdvisorsWest Des Moines$398.7 million0
Midwestern Financial GroupIowa City$172.8 million0
Mokosak Advisory Group, LLCUrbandale$413.9 million0
Nations Financial Group, Inc.Cedar Rapids$4.77 billion0
Nikulski Financial, Inc.Bettendorf$449.0 million1
Northwest Wealth Management, LLCSpencer$1.03 billion0
Oasis AdvisorsForest City$277.7 million0
Paladin Wealth PartnersClive$279.8 million0
Pecaut Wealth ManagementSioux City$381.8 million0
Peterson Financial Group, Inc.Des Moines$299.2 million0
Plan2thrive FinancialEldridge$147.5 million0
Principal Advised ServicesDes Moines$1.42 billion0
Principal Asset ManagementDes Moines$427.71 billion2
Principal Real EstateDes Moines$105.65 billion2
Principal Securities, Inc.Des Moines$17.02 billion9
Quad-cities Investment Group, LLCDavenport$425.5 million0
Rda Financial NetworkAkron$675.2 million2
Retireright Consulting GroupWest Des Moines$561.1 million0
Ria Advisory Group, LLCDes Moines$568.4 million2
Sammons Financial Group Asset Management, LLCWest Des Moines$122.05 billion0
Situsamc Real Estate Valuation Services, LLCWest Des Moines$00
Stackstone Wealth, LLCDubuque$00
Steele Capital Management, Inc.Dubuque$3.55 billion0
Stonefield Investment Advisory, Inc.Cedar Rapids$120.2 million0
Syverson StregeWest Des Moines$910.8 million0
Tfp Management, LLCBettendorf$273.0 million0
The Life Group Financial ServicesDubuque$146.2 million0
Transamerica Retirement Advisors, LLCCedar Rapids$18.83 billion5
Tuve Investment Management, Inc.Waterloo$147.7 million0
Valiant Wealth, LLCWest Des Moines$423.1 million0
Van Diest CapitalPolk City$144.1 million0
Visionx Wealth PartnersFort Dodge$110.2 million0
Vivid Wealth Management, LLCWest Des Moines$290.9 million0
Water Valley Investment Advisors, Inc.Sioux Center$157.2 million0
Wealth Advisors Group, LLCCoralville$278.5 million0
Wealth Advisors of Iowa, LLCWest Des Moines$539.4 million0
Wealthspan Partners, LLCDavenport$451.1 million0
Weis AdvisoryClive$225.6 million0
Weitzel Financial Services, Inc.Dubuque$327.8 million0
West Financial Advisors, L.L.C.Des Moines$674.2 million0
Wilon Wealth ManagementUrbandale$264.1 million0