Adviser Record

Investment advisers in RI

51 SEC-registered firms · $426.12 billion in regulatory assets · 10 reporting a disciplinary disclosure.

Form ADV data as of 2026-09-01

Cities

All firms

FirmCityAssetsDisclosures
Alpha Dog Advisors, RuffCranston$153.6 million3
Arlen Capital, LLCWarwick$348.8 million0
Axis Wealth Partners, LLCEast Providence$377.4 million0
Balanced Wealth Management, LLC.West Warwick$102.0 million0
Ballast Equity Partners Management Company, LLCProvidence$111.9 million0
Barrett & CompanyProvidence$529.7 million4
Blue Chip Financial Advisors, LLCEast Providence$104.1 million0
Blue Fin Capital, Inc.Warren$755.9 million0
Bountiful Investment Management LLCRumford$160.5 million3
Breachway Investments, LLCCharlestown$164.9 million0
Brown, Lisle/cummings, IncProvidence$487.3 million4
Canton Hathaway LLCProvidence$866.1 million2
Capital Wealth Management, LLCWest Warwick$1.14 billion0
Cb Capital LLCNorth Smithfield$124.5 million0
Citizens Securities, Inc.Johnston$12.87 billion3
D & P Investment Advisors, Ltd.Wakefield$197.8 million0
Diversified Resources, LLCWarwick$268.8 million1
Eliot Rose Wealth Management, LLCProvidence$186.3 million0
Fenway Partners, LLCWesterly$306.8 million4
Fiam LLCSmithfield$347.73 billion2
Financial Independence, LLCWarwick$288.1 million0
First Financial Advisory Services IncWesterly$278.0 million0
Forbes Financial Planning, Inc.East Greenwich$240.5 million0
Global Strategic Risk Management, LLCProvidence$2.91 billion0
Hall Capital Management Company, Inc.Barrington$411.6 million0
Have Ria, Inc.Providence$160.8 million0
Lincoln Capital CorporationEast Greenwich$418.3 million0
Mcguire Wealth ManagementWakefield$1.06 billion0
Mystic Asset ManagementWarwick$614.6 million0
Nautic Partners, LLCProvidence$13.97 billion0
Ncu Investment SolutionsSmithfiled$107.6 million0
Newman Dignan & Sheerar, IncProvidence$731.3 million0
Parsons Capital Management IncProvidence$2.38 billion0
Plum Pointe Wealth ManagementProvidence$104.7 million1
Professional Planning GroupWesterly$1.32 billion0
Providence Equity Partners L.L.C.Providence$24.12 billion0
Sheeley & Partners Wealth Management, LLCProvidence$131.3 million0
Signet Investment Advisory Group, Inc.Providence$394.1 million0
Sk Wealth Management, LLCProvidence$639.0 million0
Slocum, Gordon & Co. LLPNewport$219.2 million0
Sowa Financial GroupLincoln$517.0 million0
Strategicpoint Investment Advisors LLCProvidence$914.8 million0
The Retirement Planning Company of New England, Inc.Warwick$394.4 million0
Transwestern Capital Advisors, LLCNewport$73.7 million0
UnisonProvidence$2.02 billion0
Upper90Providence$1.11 billion0
Veritas Wealth ManagementNorth Kingstown$219.9 million0
Wealth Management Resources, Inc.Smithfield$385.2 million0
Wealthcare Investment Partners LLCPortsmouth$859.6 million0
Weybosset Research & Management, LLCProvidence$340.9 million0
Young Richard C & Co LtdNewport$1.80 billion0